Forms Online

Forms Online

Homepage Fill Out a Valid 3613 A Form
Structure

The 3613 A form is a crucial document designed specifically for use by various types of long-term care facilities, including Skilled Nursing Facilities (SNF), Nursing Facilities (NF), and Assisted Living Facilities (ALF), among others. This form serves as a Provider Investigation Report, which is essential for documenting incidents that may occur within these facilities. It is structured to collect detailed information about allegations of abuse, neglect, or other serious incidents involving residents. The form requires specific data such as the facility's name, contact information, and the nature of the incident, including the date, time, and individuals involved. Notably, it emphasizes confidentiality, ensuring that sensitive information is handled appropriately. The completed form must be submitted to the Texas Department of Aging and Disability Services (DADS), either via fax or mail, making it a vital part of the reporting process. Understanding how to accurately fill out the 3613 A form is important for facilities to maintain compliance and ensure the safety and well-being of their residents.

Common mistakes

  1. Incomplete Information: Failing to fill out all required fields can lead to delays. Ensure every section is completed, including contact details and incident specifics.

  2. Incorrect Incident Category: Selecting the wrong category for the incident can misdirect the investigation. Double-check that you choose the most accurate description.

  3. Missing Dates and Times: Omitting dates or times of the incident can create confusion. Always provide precise timestamps for when the incident occurred and when it was reported.

  4. Not Identifying the Alleged Perpetrator: Failing to specify who the alleged perpetrator is can hinder the investigation. Clearly indicate their relationship to the victim.

  5. Neglecting to Include Witnesses: If there were witnesses, their details should be included. This can provide additional context and support for the investigation.

  6. Inaccurate Contact Information: Providing incorrect phone numbers or addresses can slow down communication. Verify all contact information before submission.

  7. Not Attaching Supporting Documents: Failing to include necessary attachments, like witness statements, can weaken your report. Always attach relevant documentation.

  8. Ignoring Confidentiality Notices: Disregarding the confidentiality requirements can lead to legal issues. Ensure that all sensitive information is handled appropriately.

  9. Missing Signatures: Submitting the form without required signatures can render it invalid. Make sure all necessary parties sign before sending.

Preview - 3613 A Form

Provider Investigation Report

For use only by Skilled Nursing Facilities (SNF), Nursing Facilities (NF), Intermediate Care Facilities for Individual with an Intellectual Disability or Related Conditions (ICF/IID), Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC), and Day and Activity Health Services Facilities (DAHS).

Fax Cover Sheet

Date:

To: DADS Consumer Rights and Services Section

Attention: Intake Coordinator

Fax Area Code and Telephone No.: 1-877-438-5827

Regarding DADS Intake ID No.:

No. of Pages, including cover:

 

 

From:

 

 

 

 

 

 

Provider Name:

 

 

 

Vendor / ID No.:

 

Street Address:

 

 

 

 

 

 

 

City:

 

 

 

 

 

 

Telephone No.:

 

 

 

 

 

Fax:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Provider Investigation Report Information

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agency Name

 

 

 

 

 

 

License No.

 

 

 

 

 

 

 

 

 

Street Address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

City, State, ZIP Code

 

 

 

 

 

County

 

 

 

 

 

 

Area Code and Telephone No.

 

Fax Area Code and Telephone No.

 

 

 

 

 

Parent

Branch/Alternate Delivery Site

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Confidential Document:

This communication (including any attached document) contains privileged and/or confidential information. If you are not an intended recipient of this communication, please be advised that any disclosure, dissemination, distribution, copying or other use of this communication or any attached document is strictly prohibited. If you have received this communication in error, please notify the sender immediately and promptly destroy all copies of this communication and any attached documents.

Use only for Skilled Nursing Facilities (SNF), Nursing Facilities (NF),

Intermediate Care Facilities for Individuals with an Intellectual Disability or Related Conditions (ICF/IID),

Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC),

and Day and Activity Health Services Facilities (DAHS).

Form 3613-A/ 07-2012

Texas Department of Aging

SNF, NF, ICF/IID, ALF, ADC, DAHS

and Disability Services

Provider Investigation Report

 

Fax this report to: 1-877-438-5827 (toll free) or

Mail this report to: Texas Department of Aging and Disability Services, Consumer Rights and Services Section, E-249, P.O. Box 149030, Austin, TX 78714-9030

Form 3613-A

July 2012

Note to reporter:

Do not mail if faxed.

DADS Intake ID No.

 

Date Reported to DADS 800-458-9858

 

 

Time Reported

 

 

 

 

 

 

 

 

 

 

 

 

 

:

 

 

 

A.M.

P.M.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Provider Type

 

 

 

 

Vendor / ID No.

 

Telephone No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Street Address

 

 

 

 

 

 

 

City

 

 

 

 

 

 

ZIP Code

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Incident Category

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Death

Abuse

Neglect

Exploitation

Missing Resident/Individual

Drug Diversion

 

Fire

Bomb Threat

 

Tornado

Flood

Emergency Power Failure

Sprinkler System Failure

Fire Alarm Failure

Firearms in the Building

Air Conditioning Failure if Outdoor Temperature is or will be 90 Degrees or Above

 

 

 

 

 

 

 

 

 

Heating System Failure if Outdoor Temperature is 65 Degrees or Below

 

 

 

 

 

 

 

 

 

Others, specify

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Who made the allegation?

 

 

 

 

 

 

 

 

 

When?

 

 

 

 

Individual /Resident

Family

Other

 

 

 

 

 

 

 

 

 

 

 

 

 

Incident Date

 

 

Time

 

 

Location

 

 

 

 

 

 

 

 

 

 

 

 

:

A.M.

P.M.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Individual(s)/Resident(s) Involved, Including Alleged Victim(s) or Alleged Aggressor(s)

Name

 

 

 

 

 

 

Female

 

Male

Social Security No.

 

Date of Birth

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Functional Ability:

Total assistance

 

Extensive

 

Minimal

 

No assistance

 

 

Level of Supervision:

No special supervision

Within eyesight

 

Within hearing

Within arm’s length

 

 

 

 

Within specified distance:

 

 

 

Specified observation time frame:

 

 

 

 

Other:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Independently ambulatory

Y

N

Interviewable

Y

N Capacity to make informed decisions

Y

N

History of

Combativeness

 

Verbal aggression

 

Physical aggression

 

Sexual misconduct

 

 

 

Wandering

Wearing wander guard at time of incident

Y

N

Similar allegations

 

 

 

Other pertinent history:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name

 

 

 

 

 

 

Female

 

Male

Social Security No.

 

Date of Birth

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Functional Ability: Level of Supervision:

Total assistance

No special supervision Within specified distance: Other:

Extensive

Minimal

No assistance

Within eyesight

Within hearing

Within arm’s length

 

Specified observation time frame:

 

 

 

Independently ambulatory

Y

History of

Combativeness

 

 

Wandering

 

Other pertinent history:

N

Interviewable

Y

N

Capacity to make informed decisions

 

Verbal aggression

 

Physical aggression

 

Sexual misconduct

Wearing wander guard at time of incident

Y

N

Similar allegations

Y N

Name

 

 

 

 

 

 

Female

 

Male

Social Security No.

 

Date of Birth

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Functional Ability:

Total assistance

 

Extensive

 

 

Minimal

 

No assistance

 

 

Level of Supervision:

No special supervision

Within eyesight

 

 

Within hearing

 

Within arm’s length

 

 

 

 

Within specified distance:

 

 

 

 

Specified observation time frame:

 

 

 

 

Other:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Independently ambulatory

 

Y

N

Interviewable

Y

N

Capacity to make informed decisions

Y

N

History of

Combativeness

 

Verbal aggression

 

Physical aggression

 

Sexual misconduct

 

 

Wandering

Wearing wander guard at time of incident

 

Y

N

Similar allegations

 

 

 

Other pertinent history:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Form 3613-A

Page 2 / 07-2012

DADS Intake ID No.

Alleged Perpetrator(s) (AP)

(If alleged perpetrator is somebody other than a staff member, indicate this individual’s relationship to the person. Example: relative, visitor, etc.)

Name

Date of Birth

Social Security No.

License/Certificate No.

 

How was the AP identified?

By name

By description

Other:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Perpetrator:

Denied

Confirmed

History of similar allegations?

 

Yes

No

 

 

Did investigation reveal the presence of a witness?

 

 

 

Yes

No

 

 

 

 

 

 

 

Statement attached (signed and notarized, if possible)

 

 

 

Yes

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Witness(es) Name

Individual/Patient/Family/Staff/Other

Address

Area Code and Telephone No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description of the Allegation

....................................................................................................................................................Injury/Adverse Effect?

Yes

No

 

 

 

Description of Injury

 

 

 

 

 

Assessment

Date

Time

:

A.M.

P.M.

Description of Assessment

 

 

 

Treatment/Transfer Date

Time

 

 

Treatment provided?

Yes

No

 

:

A.M.

P.M.

 

 

 

Off-site

 

City

 

Treatment location: In-House

Yes

No

 

 

 

 

 

 

 

 

 

 

 

Provider Response

Form 3613-A

Page 3 / 07-2012

DADS Intake ID No.

Investigation Summary (attach additional sheets, as necessary)

Investigation Findings

Confirmed

Unconfirmed

Inconclusive

Unfounded

Provider Action Taken Post-Investigation

Signature

Printed Name

Title

Date

Documents used along the form

The 3613 A form is crucial for reporting incidents in various healthcare facilities. Along with this form, several other documents are often used to ensure comprehensive reporting and compliance. Here’s a list of related forms and documents that you may encounter.

  • Incident Report Form: This document captures details about an incident, including what happened, when, and who was involved. It serves as a primary record for internal investigations.
  • Witness Statement Form: This form collects testimonies from individuals who witnessed the incident. It provides additional perspectives that may be vital for the investigation.
  • Mobile Home Bill of Sale: This form is essential for transferring ownership of a mobile home, ensuring all necessary details are clearly documented, including the sale price and the parties involved. For more information, you can refer to the Mobile Home Bill of Sale.
  • Medical Assessment Report: This report outlines any medical evaluations or treatments given to individuals involved in the incident. It is important for documenting injuries or health impacts.
  • Staff Training Records: These documents show whether staff members have received appropriate training related to incident prevention and response. They can be helpful in evaluating compliance with safety standards.
  • Incident Follow-Up Report: After an initial investigation, this report summarizes actions taken in response to the incident and any changes made to policies or procedures.
  • Confidentiality Agreement: This document ensures that all parties involved in the investigation understand the importance of keeping sensitive information private.
  • Regulatory Compliance Checklist: This checklist helps facilities ensure they meet all relevant state and federal regulations regarding incident reporting and management.

Using these forms in conjunction with the 3613 A form can help ensure thorough documentation and compliance. Proper reporting is essential for maintaining safety and accountability in healthcare settings.

Similar forms

The 3613 A form bears similarities to the Incident Report, commonly used in various healthcare settings. Both documents serve as a means to document incidents that may affect the safety and well-being of individuals receiving care. The Incident Report captures details about the event, including the time, location, and individuals involved, much like the 3613 A form. This ensures that all relevant information is recorded for further review and potential action, promoting accountability and transparency within the facility.

In the realm of motorcycle ownership, ensuring a proper transfer of documentation is vital for both parties involved in the sale. Just as with various forms that uphold standards of care, the Texas Motorcycle Bill of Sale form is essential for accurately recording motorcycle transactions. For detailed information on how to obtain and complete this form, visit https://autobillofsaleform.com/motorcycle-bill-of-sale-form/texas-motorcycle-bill-of-sale-form/, which outlines the necessary steps for both buyers and sellers.

Another document akin to the 3613 A form is the Abuse Reporting Form. This form is specifically designed to report allegations of abuse within care facilities. Similar to the 3613 A, it requires detailed information about the alleged incident, including the nature of the abuse, the individuals involved, and any witnesses present. Both forms prioritize the safety of residents and ensure that any allegations are formally documented and addressed, fostering a safe environment for vulnerable populations.

The Client Incident Report is also comparable to the 3613 A form. This report is utilized in various social services and healthcare contexts to document any incidents that may impact a client's health or safety. Like the 3613 A form, it emphasizes the importance of capturing comprehensive details about the incident, including the individuals involved and the circumstances surrounding it. Both documents play a crucial role in maintaining quality care and facilitating investigations when necessary.

Another related document is the Safety Event Report, often used in hospitals and healthcare facilities. This report aims to document safety concerns or incidents that may compromise patient safety. Similar to the 3613 A form, it includes sections for detailing the event, identifying those involved, and noting any injuries or adverse effects. Both reports serve as vital tools for improving safety protocols and preventing future incidents.

Lastly, the Medical Error Report shares similarities with the 3613 A form, particularly in its purpose of documenting incidents that may adversely affect patient care. This report focuses specifically on errors in medical treatment or medication administration. Like the 3613 A form, it requires thorough documentation of the incident, including the nature of the error, the individuals involved, and any corrective actions taken. Both forms contribute to quality improvement efforts and help ensure that facilities learn from mistakes to enhance patient safety.

Dos and Don'ts

When filling out the 3613 A form, it's important to follow specific guidelines to ensure accuracy and compliance. Here are some key dos and don'ts:

  • Do provide complete and accurate information in all fields.
  • Do use clear and concise language when describing incidents.
  • Do double-check the fax number before sending the form.
  • Do include all relevant details about the incident and individuals involved.
  • Do ensure the report is submitted in a timely manner.
  • Don't omit any required sections of the form.
  • Don't use jargon or technical terms that may confuse the reader.
  • Don't share confidential information with unauthorized individuals.
  • Don't forget to sign and date the report before submission.

Key takeaways

Filling out and using the 3613 A form requires careful attention to detail. This form is essential for reporting incidents within various types of care facilities. Here are key takeaways to help guide you through the process.

  • Intended Use: The 3613 A form is specifically designed for Skilled Nursing Facilities, Nursing Facilities, Intermediate Care Facilities, Assisted Living Facilities, Adult Day Care Facilities, and Day and Activity Health Services Facilities.
  • Confidentiality: The form contains confidential information. Ensure that it is handled securely and shared only with authorized individuals.
  • Submission Methods: You can either fax the completed form to 1-877-438-5827 or mail it to the Texas Department of Aging and Disability Services.
  • Incident Reporting: Clearly indicate the type of incident being reported, such as abuse, neglect, or emergencies like fire or flooding.
  • Accurate Information: Provide precise details about the individuals involved, including their names, social security numbers, and functional abilities.
  • Allegation Details: Include comprehensive descriptions of the allegations, the circumstances surrounding them, and any injuries or adverse effects noted.
  • Witness Information: If there are witnesses to the incident, document their names and contact information. Their statements can be vital for the investigation.
  • Investigation Findings: After conducting an investigation, clearly state whether the findings are confirmed, unconfirmed, inconclusive, or unfounded.
  • Provider Response: Include any actions taken by the provider post-investigation. This demonstrates accountability and responsiveness.
  • Signature Requirement: Ensure that the form is signed by the appropriate authority within the facility, along with their printed name and title, to validate the report.

By following these guidelines, you can ensure that the 3613 A form is completed accurately and effectively, facilitating a proper response to any incidents that occur within your facility.

How to Use 3613 A

Completing the 3613 A form is an important task that requires careful attention to detail. This form is utilized by various facilities to report incidents involving individuals under their care. After filling out the form, it must be submitted either by fax or mail to the appropriate department. Following the submission, the relevant authorities will review the information provided and take necessary actions based on the findings.

  1. Begin by filling out the Fax Cover Sheet at the top of the form. Enter the date, recipient's details, and your contact information.
  2. In the Provider Investigation Report Information section, provide the agency name, license number, street address, city, state, ZIP code, county, and contact numbers.
  3. Specify the Provider Type and include the Vendor/ID number.
  4. Indicate the Incident Category by selecting one or more from the provided list, such as abuse or neglect.
  5. Document who made the allegation and the date it was reported. Include the date and time of the incident.
  6. List the Individual(s)/Resident(s) Involved, including their names, gender, social security numbers, dates of birth, and functional abilities. Note their level of supervision and any pertinent history.
  7. Identify the Alleged Perpetrator(s). Include their name, date of birth, social security number, and how they were identified.
  8. Document whether the alleged perpetrator denied or confirmed the allegation, and if there was a history of similar allegations.
  9. Indicate if there were any witnesses to the incident, and provide their details along with a description of the allegation.
  10. State whether there was any injury or adverse effect related to the incident, and provide a description if applicable.
  11. Include details about the assessment and treatment, including dates, times, and locations.
  12. Summarize the investigation findings, indicating whether they were confirmed, unconfirmed, inconclusive, or unfounded.
  13. Document any actions taken by the provider post-investigation.
  14. Finally, sign the form, print your name, and include your title and the date of completion.

Once the form is completed, it can be faxed to 1-877-438-5827 or mailed to the Texas Department of Aging and Disability Services at the specified address. Ensure that you keep a copy for your records, and remember not to mail the form if it has already been faxed.