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The Lic 500 form plays a crucial role in the oversight of personnel within California's residential facilities. This form is designed to maintain an up-to-date roster of all individuals associated with a facility, including staff members, volunteers, and any other adults residing on the premises. It requires the inclusion of specific details such as job titles, working hours, and the license or certificate numbers of specialized staff, like social workers. One of the primary purposes of the Lic 500 is to ensure compliance with state regulations regarding criminal background checks. Certain staff members must undergo these checks as mandated by the Health and Safety Code, while others may be exempt under specific conditions. The form also emphasizes the importance of reporting any personnel changes to the licensing agency, reinforcing accountability within the facility. By requiring the original to be sent to the licensing agency and a copy to be retained in the facility's records, the Lic 500 fosters transparency and oversight in personnel management.

Common mistakes

  1. Incomplete Information: Failing to provide all required details, such as the name of the facility, facility type, and facility number, can lead to processing delays.

  2. Incorrect Job Titles: Listing inaccurate job titles for staff members may cause confusion regarding their roles and responsibilities.

  3. Missing Criminal Background Check Details: Not specifying which staff members are subject to criminal background checks can result in compliance issues.

  4. Omitting Dates of Employment: Failing to include the employment dates for each staff member can hinder the verification process.

  5. Neglecting to Report Changes: Not updating the licensing agency about personnel changes as required can lead to regulatory penalties.

  6. Signature Errors: Not signing the form or having an unauthorized person sign can invalidate the submission.

  7. Incorrect Hours on Duty: Listing incorrect days and hours on duty can create misunderstandings about staff availability.

  8. Failing to Verify Exemptions: Not signing the section verifying exemptions from criminal background checks may result in non-compliance.

  9. Retaining Incomplete Copies: Keeping an incomplete copy of the form in the facility file can lead to issues during audits.

  10. Submitting Without Review: Not reviewing the form for accuracy before submission can result in errors that may complicate future licensing processes.

Preview - Lic 500 Form

STATE OF CALIFORNIA — HEALTH AND HUMAN SERVICES AGENCY

CALIFORNIA DEPARTMENT OF SOCIAL SERVICES

PERSONNEL REPORT

INSTRUCTIONS: This form is intended for keeping a current roster of all the facility personnel, other adults and licensees residing in the facility, including backup persons, volunteers and licensee if administrator/director. Show license/certificate number if applicable for specialized staff [e.g., Social Worker and other consultant(s)]. Show coverage for twenty-four hour supervision in residential facilities. Report any changes in personnel to the licensing agency as required by regulations. Send original to Licensing Agency and retain copy in facility file.

NAME OF FACILITY

FACILITY TYPE

FACILITY NUMBER

PREPARED BY

DATE

A.STAFF SUBJECT TO CRIMINAL BACKGROUND CHECK REQUIREMENTS: The following staff members are subject to a criminal background check pursuant to Sections 1522, 1568.09, 1569.17 and 1596.871 of the Health and Safety Code. A California background clearance or a criminal record exemption shall be obtained prior to employment, residence or initial presence in the facility.

 

DATE

 

 

SPECIFY

 

 

SPECIFY

 

 

SPECIFY

 

NAME

JOB TITLE

DAYS AND HOURS ON DUTY

DAYS AND HOURS ON DUTY

DAYS AND HOURS ON DUTY

EMPL'D

 

 

DAYS

FROM

TO

DAYS

FROM

TO

DAYS

FROM

TO

 

 

 

Licensee/Administrator

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

LIC 500 (11/03) (PUBLIC)

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B.STAFF EXEMPT FROM CRIMINAL BACKGROUND CHECK REQUIREMENTS: The following are believed exempt from criminal background check requirements pursuant to Sections 1522, 1568.09, 1569.17 and 1596.871 of the Health and Safety Code. The licensee or designated representative shall sign below to verify that he or she believes the indicated persons are exempt from criminal background check requirements pursuant to statute.

Signature ________________________________________________________________________________ Date __________________

NAME

DATE

EMPL'D

JOB TITLE

 

SPECIFY

 

 

SPECIFY

 

 

SPECIFY

 

DAYS AND HOURS ON DUTY

DAYS AND HOURS ON DUTY

DAYS AND HOURS ON DUTY

DAYS

FROM

TO

DAYS

FROM

TO

DAYS

FROM

TO

 

 

 

 

 

 

 

 

 

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Documents used along the form

When managing a facility under the California Department of Social Services, several forms and documents are essential for compliance and effective operation. Along with the Lic 500 form, which details personnel information and background checks, the following documents are commonly utilized. Each serves a unique purpose in ensuring the safety and legality of the facility's operations.

  • LIC 501 - Personnel Report: This form provides a comprehensive overview of all staff members, including their qualifications and roles within the facility. It is crucial for maintaining accurate records and ensuring that all personnel meet state requirements.
  • LIC 9050 - Facility Evaluation Report: This document assesses the overall condition and compliance of the facility with state regulations. It is often used during inspections to determine if the facility meets health and safety standards.
  • LIC 610 - Emergency Disaster Plan: This form outlines the procedures the facility will follow in the event of an emergency. It ensures that staff and residents are prepared for various scenarios, such as natural disasters or medical emergencies.
  • LIC 308 - Designation of Administrative Responsibility: This document designates individuals who are responsible for the administration of the facility. It is important for clarifying roles and ensuring accountability among staff members.
  • LIC 123 - Arizona Board of Nursing License Form: This essential document, required for nursing license applications in Arizona, outlines the steps and regulations necessary for compliance, which can be further explored at AZ Forms Online.
  • LIC 500A - Personnel Report Addendum: This addendum is used to report any changes or updates to the personnel roster. It is essential for keeping the licensing agency informed of staff changes in a timely manner.
  • LIC 9227 - Client Rights and Responsibilities: This form outlines the rights of residents and their responsibilities while in the facility. It is vital for promoting a respectful and transparent environment for all individuals involved.

Each of these documents plays a significant role in the effective management and regulation of facilities. Together, they help ensure that the health and safety of residents are prioritized while maintaining compliance with state laws. Understanding and utilizing these forms appropriately is essential for any facility administrator or licensee.

Similar forms

The LIC 500 form is similar to the Employee Roster form, which also serves to maintain an updated list of personnel within a facility. Like the LIC 500, the Employee Roster requires detailed information about each staff member, including their job titles and hours worked. Both forms emphasize the importance of keeping accurate records to ensure compliance with licensing regulations and facilitate oversight by relevant authorities.

Another comparable document is the Staff Background Check Form. This form specifically focuses on the criminal background checks required for employees in care facilities. Similar to the LIC 500, it outlines the legal requirements for background checks and necessitates that facilities obtain clearance before staff can begin working. Both documents aim to enhance the safety and security of vulnerable populations by ensuring that only qualified individuals are employed.

The Personnel Action Form is also akin to the LIC 500, as it tracks changes in staff employment status, such as hiring, promotions, or terminations. This form captures essential details about personnel changes, paralleling the LIC 500's requirement to report changes to the licensing agency. Both documents serve as critical tools for managing human resources within a facility.

The Facility Staffing Plan is another document that shares similarities with the LIC 500. This plan outlines the staffing structure and ensures that the facility meets regulatory staffing requirements. Like the LIC 500, it provides a comprehensive overview of personnel and their roles, ensuring that adequate supervision is maintained in residential settings.

The Volunteer Registration Form is also relevant, as it collects information about individuals who contribute their time to the facility without compensation. Similar to the LIC 500, this form may require background checks for volunteers, ensuring that all individuals present in the facility meet safety standards. Both forms emphasize the importance of transparency and accountability in staffing.

The Licensee's Affidavit of Compliance is comparable as it confirms that the facility adheres to all applicable laws and regulations. This document, like the LIC 500, serves as a declaration of compliance with licensing requirements, ensuring that the facility operates within the legal framework. Both documents reflect the commitment to maintaining high standards of care and safety.

The Staff Training Record is another document that aligns with the LIC 500. This record tracks the training and qualifications of staff members, ensuring that they are equipped to provide appropriate care. Both documents contribute to maintaining a qualified workforce, which is essential for the well-being of residents in care facilities.

In addition to these documents, it's essential to understand the importance of having a Mobile Home Bill of Sale when dealing with the transfer of ownership for mobile homes, as it serves as a legal safeguard for both buyers and sellers in ensuring that all details of the transaction are clearly outlined and agreed upon.

Lastly, the Compliance Monitoring Report shares similarities with the LIC 500 in its focus on ensuring that facilities adhere to regulations. This report assesses various aspects of facility operations, including staffing and background checks. Both documents play a vital role in monitoring compliance and fostering a safe environment for those served by the facility.

Dos and Don'ts

When filling out the Lic 500 form, attention to detail is crucial. Here are nine important do's and don'ts to keep in mind:

  • Do ensure that all personnel are listed accurately, including backup persons and volunteers.
  • Do provide the license or certificate number for specialized staff, such as social workers.
  • Do report any changes in personnel to the licensing agency promptly.
  • Do retain a copy of the completed form in the facility's records.
  • Do include the days and hours on duty for each staff member listed.
  • Don't leave any sections of the form blank; complete all required fields.
  • Don't forget to sign the form where indicated to verify the information provided.
  • Don't submit the form without reviewing it for accuracy and completeness.
  • Don't assume that all staff are exempt from background checks; verify exemptions carefully.

Key takeaways

When filling out and using the Lic 500 form, consider the following key takeaways:

  • Accurate Information: Ensure that all personnel details, including names, job titles, and hours on duty, are filled out correctly to maintain compliance.
  • Criminal Background Checks: Understand that certain staff members must undergo a criminal background check before they can work or reside in the facility.
  • Reporting Changes: Report any changes in personnel to the licensing agency as required by regulations to avoid potential penalties.
  • Retention of Copies: After submitting the original form to the licensing agency, keep a copy in the facility's file for future reference.
  • Exempt Staff: Identify and document any staff members who are exempt from criminal background checks, and ensure the licensee or designated representative signs to verify this exemption.
  • Compliance with Regulations: Familiarize yourself with the relevant sections of the Health and Safety Code that govern background checks and personnel reporting.

How to Use Lic 500

Filling out the Lic 500 form is an essential process for maintaining an accurate record of personnel in a facility. The form requires specific information about staff members, including their job titles and work schedules. It is crucial to ensure that all required sections are completed accurately to comply with regulations.

  1. Begin by entering the name of the facility at the top of the form.
  2. Next, specify the facility type and facility number.
  3. Indicate who prepared the form and the date it was completed.
  4. In section A, list the staff subject to criminal background check requirements. For each staff member, provide the following details:
    • name
    • job title
    • days and hours on duty
    • employment dates
  5. In section B, identify staff exempt from criminal background check requirements. Again, provide the following information for each individual:
    • name
    • employment date
    • job title
    • days and hours on duty
  6. Have the licensee or designated representative sign the form to verify the exemption status of the indicated persons.
  7. Finally, ensure that the completed form is sent to the Licensing Agency and retain a copy for the facility's records.